Choi, Yau Chi 蔡友梽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2004-08-16 | 2007-08-01 |
2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2007-08-07 | 2007-12-17 |
3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2007-09-06 | 2007-12-17 |
4 | SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) | Rep | Dealing in securities | 2008-01-04 | 2011-01-31 | Rep | Advising on securities | 2008-02-14 | 2011-01-31 |
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