Tang, Siu Fung 鄧肇風
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-07-23 | Rep | Advising on securities | 2003-07-23 | Rep | Asset management | 2003-07-23 | Rep | Automated trading services | 2003-07-23 | Rep | Dealing in securities | 2003-07-23 |
| 2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-07-23 | Rep | Advising on securities | 2003-07-23 | Rep | Asset management | 2003-07-23 | Rep | Automated trading services | 2003-07-23 | Rep | Dealing in securities | 2003-07-23 |
| 3 | Network Financial Services Limited | Rep | Advising on securities | 2004-07-19 | 2004-09-23 |
| 4 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2019-07-12 | 2023-05-13 |
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