Chiu, Sen Mo 邱森模
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-13 | Rep | Advising on securities | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Automated trading services | 2003-10-13 | Rep | Dealing in securities | 2008-05-30 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Advising on futures contracts | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Dealing in futures contracts | 2008-05-30 | Rep | Dealing in securities | 2003-10-16 | 2008-05-30 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-06-30 | 2016-08-10 | RO | Advising on securities | 2016-08-10 | 2018-10-23 | RO | Dealing in securities | 2016-08-10 | 2018-10-23 | Rep | Advising on securities | 2018-09-25 | 2018-10-19 | Rep | Dealing in securities | 2018-09-25 | 2018-10-19 | Rep | Advising on securities | 2018-10-23 | Rep | Dealing in securities | 2018-10-23 |
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