Lam, So Har 林素霞

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Evergrande Futures (Hong Kong) Limited Rep Dealing in futures contracts 2017-06-30 2018-03-31
2 Evergrande Securities (Hong Kong) Limited Rep Dealing in securities 2017-06-30 2018-03-31
3 HANTEC FUTURES LIMITED Rep Dealing in futures contracts 2013-04-19 2014-05-30
4 HANTEC SECURITIES CO., LIMITED Rep Dealing in securities 2012-04-24 2014-05-30
5 KARL THOMSON FINANCE LIMITED Rep Securities margin financing 2004-03-11
6 SOLOMON SECURITIES LIMITED Rep Dealing in securities 2018-05-23 2018-07-01
7 TOPPER DRAGON SECURITIES LIMITED Rep Dealing in securities 2018-07-06

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