Lee, Yuk Kuen 李玉娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BANK OF COMMUNICATIONS TRUSTEE LIMITED | Rep | Advising on securities | 2006-11-13 | 2007-03-26 | BANK CONSORTIUM TRUST COMPANY LIMITED | Rep | 2007-04-10 | 2010-10-03 | Vanguard Investments Hong Kong Limited | Rep | 2021-05-07 | 2022-01-31 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | 2022-05-03 |
| 2 | BANK OF COMMUNICATIONS TRUSTEE LIMITED | Rep | Dealing in securities | 2006-11-13 | 2007-03-26 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | 2011-10-24 | 2019-10-29 | INVESCO HONG KONG LIMITED | Rep | 2011-10-24 | 2019-10-29 | Vanguard Investments Hong Kong Limited | Rep | 2021-05-07 | 2022-01-31 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | 2022-05-03 |
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