Chiu, Wai Kuen (SFC:AGL459) 趙偉娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2008-02-15 | 2008-07-22 | Rep | Advising on securities | 2008-03-20 | 2008-07-22 |
| 2 | GT CAPITAL LIMITED | Rep | Advising on securities | 2005-11-15 | 2006-08-31 | Rep | Dealing in securities | 2005-12-29 | 2006-08-31 |
| 3 | PATTERSON FINANCIAL SERVICES LIMITED | Rep | Advising on securities | 2003-09-23 | 2004-08-25 |
| 4 | PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2004-08-25 | 2005-11-07 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-03-26 | 2008-02-07 |
| 6 | REALCHAMP ASSET MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2003-06-16 | Rep | Advising on securities | 2003-06-16 | Rep | Asset management | 2003-06-16 |
| 7 | Sinofortune Securities Limited | Rep | Dealing in securities | 2006-09-01 | 2007-03-17 |
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