Kwok, Chor Man 郭楚雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Antai Securities Limited | RO | Advising on securities | 2017-11-28 | 2019-03-31 | RO | Asset management | 2017-11-28 | 2019-03-31 |
| 2 | ASIA INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2016-09-27 | 2016-11-30 | Rep | Asset management | 2016-09-27 | 2016-11-30 | RO | Advising on securities | 2016-11-30 | 2017-11-20 | RO | Asset management | 2016-11-30 | 2017-11-20 |
| 3 | CIBC Global Asset Management (Asia) Limited | Rep | Asset management | 2006-05-09 | 2007-01-18 |
| 4 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Asset management | 2004-07-28 | 2006-04-01 |
| 5 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2015-09-07 | 2016-05-25 | Rep | Asset management | 2015-09-07 | 2016-05-25 | Rep | Dealing in securities | 2015-09-07 | 2016-05-25 |
| 6 | Sumitomo Mitsui DS Asset Management (Hong Kong) Limited | Rep | Asset management | 2007-06-06 | 2011-08-15 | Rep | Advising on securities | 2007-06-25 | 2011-08-15 | Rep | Dealing in securities | 2007-06-25 | 2011-08-15 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy