Kwan, Kam Hung 關錦雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC FUTURES (HK) LIMITED | Rep | Advising on futures contracts | 2003-07-17 | Rep | Asset management | 2003-07-17 | Rep | Dealing in futures contracts | 2003-07-17 | Rep | Dealing in futures contracts | 2004-07-12 | 2008-02-01 |
| 2 | CSC SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-07-17 | Rep | Advising on securities | 2003-07-17 | Rep | Asset management | 2003-07-17 | Rep | Automated trading services | 2003-07-17 | Rep | Dealing in securities | 2003-07-17 | Rep | Dealing in securities | 2004-07-12 | 2008-02-01 |
| 3 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-16 | 2004-06-24 |
| 4 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-16 | 2004-06-24 |
| 5 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2003-07-17 | 2003-09-10 |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-07-17 | 2003-09-10 |
| 7 | WINTECH SECURITIES LIMITED | Rep | Dealing in securities | 2008-03-12 | 2009-11-30 |
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