Zamora, Poch Edward Imperial
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-21 | 2011-02-12 | Rep | Dealing in securities | 2008-10-21 | 2011-02-12 |
| 2 | Nomura Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | 2004-11-24 | Rep | Asset management | 2004-11-24 | Rep | Dealing in futures contracts | 2008-09-03 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-24 | Rep | Advising on futures contracts | 2004-11-24 | Rep | Advising on securities | 2004-11-24 | Rep | Asset management | 2004-11-24 | Rep | Dealing in futures contracts | 2008-09-03 | Rep | Dealing in securities | 2008-09-03 |
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