Bamber, Richard Mark Anthony
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bell Potter Securities (HK) Limited | RO | Dealing in securities | 2012-10-29 | 2012-12-31 |
| 2 | BOCI RESEARCH LIMITED | RO | Advising on securities | 2010-07-20 | 2011-06-11 |
| 3 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2010-01-08 | 2010-03-19 | RO | Dealing in securities | 2010-03-19 | 2011-06-11 |
| 4 | Horizon21 (Hong Kong) Limited | RO | Advising on securities | 2008-06-30 | 2009-02-28 |
| 5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-09-13 | Rep | Asset management | 2003-09-13 | Rep | Automated trading services | 2003-09-13 | Rep | Advising on securities | 2006-02-03 | Rep | Dealing in securities | 2006-02-03 | Rep | Advising on futures contracts | 2003-12-06 | 2006-02-03 | Rep | Dealing in futures contracts | 2003-12-06 | 2006-02-03 |
| 6 | J.P. MORGAN FUTURES HONG KONG LIMITED | Rep | Asset management | 2003-09-13 | Rep | Automated trading services | 2003-09-13 | Rep | Advising on futures contracts | 2003-12-06 | Rep | Dealing in futures contracts | 2003-12-06 |
| 7 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2003-09-13 | Rep | Automated trading services | 2005-02-15 | Rep | Dealing in securities | 2006-02-03 | Rep | Advising on securities | 2003-09-17 | 2006-02-03 |
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