Bamber, Richard Mark Anthony
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-09-13 | |
2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Asset management | 2003-09-13 | |
3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Automated trading services | 2003-09-13 | |
4 | J.P. MORGAN FUTURES HONG KONG LIMITED | Rep | Asset management | 2003-09-13 | |
5 | J.P. MORGAN FUTURES HONG KONG LIMITED | Rep | Automated trading services | 2003-09-13 | |
6 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2003-09-13 | |
7 | J.P. MORGAN FUTURES HONG KONG LIMITED | Rep | Advising on futures contracts | 2003-12-06 | |
8 | J.P. MORGAN FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2003-12-06 | |
9 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Automated trading services | 2005-02-15 | |
10 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2006-02-03 | |
11 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-02-03 | |
12 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Dealing in securities | 2006-02-03 | |
13 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2003-09-17 | 2006-02-03 |
14 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-12-06 | 2006-02-03 |
15 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-12-06 | 2006-02-03 |
16 | Horizon21 (Hong Kong) Limited | RO | Advising on securities | 2008-06-30 | 2009-02-28 |
17 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2010-01-08 | 2010-03-19 |
18 | BOCI SECURITIES LIMITED | RO | Dealing in securities | 2010-03-19 | 2011-06-11 |
19 | BOCI RESEARCH LIMITED | RO | Advising on securities | 2010-07-20 | 2011-06-11 |
20 | Bell Potter Securities (HK) Limited | RO | Dealing in securities | 2012-10-29 | 2012-12-31 |
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