Niu, Wang-Gu 牛王谷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2004-10-21 | 2010-07-27 | Rep | Advising on securities | 2007-09-07 | 2010-07-27 |
| 2 | KGI CAPITAL ASIA LIMITED | Rep | Asset management | 2003-11-05 | Rep | Advising on corporate finance | 2004-05-07 | Rep | Advising on securities | 2007-09-07 | Rep | Dealing in securities | 2007-09-07 |
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