Wong, Roger Lung Kee 黃龍基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2004-08-11 | 2005-11-29 |
| 2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-12-05 | 2008-09-01 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-12-05 | 2008-09-01 | Rep | Advising on securities | 2008-01-23 | 2008-09-01 |
| 4 | EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2004-07-19 | Rep | Asset management | 2004-07-19 | Rep | Dealing in futures contracts | 2004-08-06 |
| 5 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on corporate finance | 2004-07-19 | Rep | Advising on securities | 2004-07-19 | Rep | Asset management | 2004-07-19 | Rep | Automated trading services | 2004-07-19 | Rep | Dealing in securities | 2004-08-06 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-08-11 | 2005-11-29 |
| 7 | GT CAPITAL LIMITED | Rep | Dealing in securities | 2005-12-09 | 2006-08-31 | Rep | Dealing in futures contracts | 2006-06-16 | 2006-08-31 |
| 8 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-03-26 | 2007-11-27 |
| 9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-03-26 | 2007-11-27 |
| 10 | Sinofortune Securities Limited | Rep | Dealing in securities | 2006-09-01 | 2007-03-17 |
| 11 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2006-09-01 | 2007-03-17 |
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