Park-Smith, Stephen Raymond
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2004-04-30 | Rep | Advising on securities | 2004-04-30 | Rep | Asset management | 2004-04-30 | Rep | Asset management | 2004-08-12 | 2004-10-12 |
| 2 | St. James's Place (Hong Kong) Limited | Rep | Asset management | 2004-11-25 | 2005-02-17 |
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