Sun, Yuen Han 孫婉嫻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2004-06-14 | 2008-01-12 |
| 2 | BridgeWood Alternatives Limited | RO | Advising on securities | 2021-07-02 | 2021-12-31 | RO | Dealing in securities | 2021-07-02 | 2021-12-31 |
| 3 | China Enterprise Securities Company Limited | Rep | Advising on securities | 2017-03-17 | 2017-09-11 | Rep | Asset management | 2017-03-17 | 2017-09-11 | Rep | Dealing in securities | 2017-03-17 | 2017-09-11 |
| 4 | Finex Hong Kong Limited | RO | Advising on securities | 2020-02-03 | 2021-03-31 | RO | Dealing in securities | 2020-02-03 | 2021-03-31 | Rep | Asset management | 2020-07-17 | 2021-03-31 |
| 5 | Golden K2 Securities Limited | RO | Dealing in securities | 2023-11-13 | |
| 6 | Livermore Holdings Limited | RO | Dealing in securities | 2022-06-02 | 2022-08-31 | RO | Advising on securities | 2022-06-02 | 2023-08-14 |
| 7 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2016-12-05 | 2017-02-11 |
| 8 | South China Investment Management Limited | Rep | Asset management | 2016-12-05 | 2017-02-11 |
| 9 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2016-12-05 | 2017-02-11 |
| 10 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2016-12-05 | 2017-02-11 |
| 11 | VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) | Rep | Dealing in securities | 2018-01-02 | 2018-01-22 | RO | Dealing in securities | 2018-01-22 | 2020-01-31 | RO | Advising on securities | 2019-02-01 | 2020-01-31 |
| 12 | YF Life Investors Limited | Rep | Advising on securities | 2008-06-11 | 2011-04-28 |
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