Su, Alyce 粟耀瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED | Rep | Asset management | 2012-03-09 | 2012-05-07 | Rep | Advising on securities | 2012-03-09 | 2020-07-31 | Rep | Dealing in securities | 2012-03-09 | 2020-07-31 |
| 2 | Cheung On Securities Limited | Rep | Advising on securities | 2020-11-13 | Rep | Dealing in securities | 2020-11-13 | 2021-11-18 |
| 3 | CHINA EAGLE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-12-13 | 2012-02-24 |
| 4 | FDB Financial Group Limited | Rep | Advising on corporate finance | 2003-04-28 | Rep | Advising on securities | 2003-04-28 | Rep | Asset management | 2003-04-28 |
| 5 | GAM HONG KONG LIMITED | Rep | Advising on corporate finance | 2003-05-02 | 2004-05-11 | Rep | Advising on securities | 2003-05-02 | 2004-05-11 | Rep | Asset management | 2003-05-02 | 2004-05-11 | Rep | Dealing in securities | 2004-05-11 | 2006-02-28 |
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