Chan, Anthony Jen Haw 陳甄灝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2004-04-30 | 2007-04-27 | Rep | Dealing in securities | 2004-04-30 | 2007-04-27 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2004-04-30 | 2007-05-11 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-04-13 | Rep | Advising on securities | 2004-04-13 | Rep | Asset management | 2004-04-13 |
| 4 | Isola Capital Asset Management Limited | RO | Asset management | 2012-10-17 | RO | Advising on securities | 2013-06-06 | RO | Dealing in securities | 2013-06-06 |
| 5 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2007-05-23 | 2008-07-21 | Rep | Advising on securities | 2007-05-28 | 2008-07-21 |
| 6 | Yorkville Advisors HK Limited | RO | Advising on securities | 2009-03-18 | 2011-10-31 | RO | Dealing in securities | 2009-03-18 | 2011-10-31 | RO | Advising on corporate finance | 2010-08-27 | 2011-10-31 |
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