Chang, Michael Yio-How 張祐豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-05-27 | 2006-03-20 | Rep | Advising on securities | 2004-05-27 | 2006-03-20 | Rep | Dealing in securities | 2004-05-27 | 2006-07-01 |
| 2 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2006-03-21 | 2006-07-01 | Rep | Dealing in futures contracts | 2006-03-21 | 2006-07-01 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-07-10 | 2011-06-24 | Rep | Dealing in securities | 2006-07-10 | 2011-06-24 |
| 4 | FIRST SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-12-16 | 2012-07-24 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-05-02 | 2015-07-24 | Rep | Dealing in securities | 2014-05-02 | 2015-07-24 |
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