Lee, Christine Lai Fong 李麗芳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | THE PRUDENTIAL ASSURANCE COMPANY LIMITED | Rep | Advising on corporate finance | 2005-03-21 | |
| 2 | THE PRUDENTIAL ASSURANCE COMPANY LIMITED | Rep | Advising on securities | 2005-03-31 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | 2005-04-18 | 2005-07-28 |
| 3 | THE PRUDENTIAL ASSURANCE COMPANY LIMITED | Rep | Asset management | 2005-03-21 | |
| 4 | THE PRUDENTIAL ASSURANCE COMPANY LIMITED | Rep | Dealing in securities | 2005-03-21 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 2007-09-19 | 2011-01-15 | SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED | Rep | 2007-09-19 | 2011-01-15 |
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