Kwon, Young Bum
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-09-19 | Rep | Advising on securities | 2003-09-19 | Rep | Asset management | 2003-09-19 |
| 2 | LAZARD ASIA (HONG KONG) LIMITED | RO | Advising on corporate finance | 2010-11-19 | 2011-08-01 | RO | Advising on securities | 2010-11-19 | 2011-08-01 | RO | Dealing in securities | 2010-11-19 | 2011-08-01 |
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