Lee, James Siu Lung 李小龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Astrum Capital Management Limited (HK) | Rep | Advising on corporate finance | 2014-09-17 | 2015-04-10 | Funderstone Securities Limited | Rep | 2015-07-03 | 2019-01-01 |
| 2 | Soochow Securities International Futures Limited | Rep | Advising on futures contracts | 2014-05-30 | 2014-09-10 |
| 3 | Soochow Securities International Brokerage Limited | Rep | Advising on securities | 2014-05-30 | 2014-09-10 |
| 4 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-05-30 | 2014-09-10 | Astrum Capital Management Limited (HK) | Rep | 2014-09-17 | 2015-04-10 | Funderstone Futures Limited | Rep | 2015-07-03 | 2019-01-01 |
| 5 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-05-30 | 2014-09-10 | Astrum Capital Management Limited (HK) | Rep | 2014-09-17 | 2015-04-10 | Funderstone Securities Limited | Rep | 2015-07-03 | 2019-01-01 |
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