Liu, Veronica Po Ling 廖保靈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2005-04-22 | 2008-02-27 |
| 2 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-08-29 | Rep | Advising on securities | 2003-08-29 | Rep | Asset management | 2003-08-29 | Rep | Dealing in securities | 2003-08-29 |
| 3 | THE PRUDENTIAL ASSURANCE COMPANY LIMITED | Rep | Dealing in securities | 2004-01-08 | 2005-03-31 |
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