Chui, Tat Fai 徐達輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIF Securities Limited | Rep | Dealing in securities | 2017-01-18 | 2017-03-20 | RO | Dealing in securities | 2017-03-20 | 2017-11-30 |
| 2 | Amber Hill Asset Management Limited | Rep | Advising on securities | 2017-01-18 | 2017-03-20 | Rep | Asset management | 2017-01-18 | 2017-03-20 | RO | Advising on securities | 2017-03-20 | 2017-11-30 | RO | Asset management | 2017-03-20 | 2017-11-30 |
| 3 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2004-01-20 | Rep | Asset management | 2004-01-20 | Rep | Dealing in futures contracts | 2010-01-01 |
| 4 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2004-09-04 | 2010-01-01 |
| 5 | Changchun Securities Limited | RO | Advising on securities | 2018-06-11 | 2021-08-15 | RO | Asset management | 2018-06-11 | 2021-08-15 | RO | Dealing in securities | 2018-06-11 | 2021-08-15 |
| 6 | China Hong Kong Capital Asset Management Company Limited | RO | Asset management | 2016-07-25 | 2017-01-07 | RO | Dealing in securities | 2016-07-25 | 2017-01-07 |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2004-01-20 | Rep | Advising on securities | 2004-01-20 | Rep | Asset management | 2004-01-20 | Rep | Dealing in securities | 2010-01-01 | Rep | Advising on securities | 2009-01-14 | 2010-01-01 |
| 8 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-01-14 | 2010-12-16 |
| 9 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-01-14 | 2010-12-16 |
| 10 | LUPU (HONG KONG) LIMITED | Rep | Advising on securities | 2021-08-16 | 2021-09-02 | Rep | Asset management | 2021-08-16 | 2021-09-02 | Rep | Dealing in securities | 2021-08-16 | 2021-09-02 | RO | Advising on securities | 2021-09-02 | RO | Asset management | 2021-09-02 | RO | Dealing in securities | 2021-09-02 |
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