Lau, Dorothy Wan Hang 劉蘊珩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | PANTHEON CAPITAL (ASIA) LIMITED | Rep | Advising on securities | 2006-02-16 | 2010-06-30 |
2 | PANTHEON VENTURES (HK) LLP | Rep | Advising on securities | 2010-07-02 | 2011-06-30 |
3 | TRANSPAC CAPITAL LIMITED | Rep | Asset management | 2005-03-22 | Rep | Advising on corporate finance | 2005-12-16 | Rep | Advising on securities | 2005-12-16 |
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