Ho, Sharon Sau Wan 何秀雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-04-08 | 2010-05-01 |
2 | Sun Life Financial Asia Services Limited | RO | Advising on securities | 2006-02-14 | 2006-04-30 |
3 | Sun Life Hong Kong Limited | Rep | Advising on corporate finance | 2005-01-25 | Rep | Asset management | 2005-01-25 | Rep | Advising on securities | 2006-04-30 |
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