Wu, Hiu Man 鄔曉敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANGUS MOORE LIMITED | Rep | Advising on securities | 2008-02-06 | 2009-08-26 |
| 2 | CAPITAL FOCUS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-05-20 | 2018-09-04 | RO | Advising on securities | 2018-05-07 | RO | Asset management | 2018-09-04 |
| 3 | CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED | RO | Asset management | 2019-01-24 | |
| 4 | GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED | Rep | Advising on securities | 2005-01-07 | 2008-01-14 |
| 5 | Goldhorse Securities Limited | RO | Advising on securities | 2015-10-19 | 2016-01-26 | RO | Dealing in securities | 2015-10-19 | 2016-01-26 |
| 6 | Goldyard Capital Limited | Rep | Asset management | 2003-08-07 | Rep | Advising on securities | 2004-12-28 |
| 7 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Asset management | 2010-12-02 | 2011-06-27 | Rep | Dealing in securities | 2010-12-02 | 2011-06-27 |
| 8 | Redford Asset Management Limited | Rep | Asset management | 2010-07-15 | 2010-10-04 |
| 9 | SHUN LOONG SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2017-09-04 | |
| 10 | W. Falcon Asset Management (Asia) Limited | RO | Advising on securities | 2014-07-17 | 2015-05-12 | RO | Dealing in securities | 2014-07-17 | 2015-05-12 | Rep | Asset management | 2014-10-21 | 2015-05-12 |
| 11 | WEI DA ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-01-07 | 2016-01-26 |
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