Kwong, Shuk Ngan 鄺淑顏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2015-07-23 | 2019-01-16 | Rep | Dealing in securities | 2015-07-23 | 2019-01-16 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-05-06 | Rep | Advising on securities | 2005-08-17 | Rep | Asset management | 2005-08-17 |
| 3 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2019-07-05 | 2021-06-22 | Rep | Dealing in securities | 2019-07-05 | 2021-06-22 |
| 4 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on corporate finance | 2012-06-11 | 2015-06-20 | Rep | Advising on securities | 2012-06-11 | 2015-06-20 | Rep | Dealing in securities | 2012-06-11 | 2015-06-20 |
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