Lau, Kwok Shing Gary 劉國盛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2003-12-30 | Rep | Asset management | 2003-12-30 | Rep | Advising on securities | 2007-03-01 | Rep | Asset management | 2005-08-26 | 2007-03-01 |
| 2 | SG ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2007-03-13 | 2008-05-15 | Rep | Asset management | 2007-03-13 | 2008-05-15 | Rep | Dealing in securities | 2007-11-07 | 2008-05-15 |
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