Ng, Kwok Wai (SFC:AGP023) 吳國偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-05-03 | 2011-02-24 | Rep | Dealing in securities | 2010-05-03 | 2011-02-24 |
| 2 | FTL Wealth Management (HK) Limited | Rep | Advising on securities | 2006-05-06 | 2009-10-21 |
| 3 | Sun Life Hong Kong Limited | Rep | Advising on corporate finance | 2005-01-31 | Rep | Asset management | 2005-01-31 | Rep | Advising on securities | 2006-02-24 |
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