Lam, Ryan Pui Yu 林沛宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALPS ADVISORY (HK) LIMITED | Rep | Advising on securities | 2017-05-26 | 2020-08-01 | Rep | Asset management | 2017-05-26 | 2020-08-01 | Rep | Dealing in securities | 2017-05-26 | 2020-08-01 |
| 2 | Apollo Asset Management Limited (HK) | Rep | Advising on securities | 2023-12-20 | 2023-12-29 | Rep | Asset management | 2023-12-20 | 2023-12-29 | RO | Advising on securities | 2023-12-29 | RO | Asset management | 2023-12-29 |
| 3 | HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Dealing in securities | 2021-06-21 | 2021-07-13 | Rep | Dealing in securities | 2021-12-28 | 2022-02-08 | RO | Dealing in securities | 2022-02-08 | 2022-10-23 | RO | Advising on securities | 2022-03-08 | 2022-10-23 | RO | Asset management | 2022-03-08 | 2022-10-23 |
| 4 | Union Insight Asset Management Limited | RO | Advising on securities | 2023-05-17 | 2023-09-20 | RO | Asset management | 2023-05-17 | 2023-09-20 |
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