Lau, Ka Ming (SFC:AGP191) 劉嘉明

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI SECURITIES LIMITED Rep Advising on corporate finance 2003-12-31
Rep Advising on securities 2003-12-31
Rep Asset management 2003-12-31
Rep Dealing in securities 2003-12-31
2 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Rep Dealing in securities 2019-06-12 2020-10-30
3 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2009-10-29 2010-03-30

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