Pandit, Ashok
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RBS Asia Corporate Finance Limited | Rep | Advising on securities | 2004-12-30 | |
| 2 | RBS Asia Corporate Finance Limited | Rep | Asset management | 2004-12-30 | |
| 3 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2005-05-10 | |
| 4 | RBS Asia Corporate Finance Limited | Rep | Dealing in securities | 2005-05-10 | |
| 5 | DEUTSCHE SECURITIES ASIA LIMITED | RO | Advising on corporate finance | 2012-03-02 | 2014-11-19 |
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