Lam, Tai Lung 林棣濃
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-31 | |
| 2 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Asset management | 2003-08-31 | |
| 3 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-08-31 | FUJI HONG KONG COMMODITIES COMPANY LIMITED | Rep | 2003-12-29 | 2004-03-30 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 2004-04-02 | 2007-05-25 |
| 4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2005-05-09 | 2006-01-26 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 2008-10-14 | 2009-04-21 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 2008-10-14 | 2009-04-21 |
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