Law, Ka Lun (SFC:AGP622) 羅家麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-07-20 | 2007-07-06 |
| 2 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2004-11-26 | 2007-07-06 |
| 3 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-09-24 | 2010-12-30 |
| 4 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2007-09-24 | 2010-12-30 |
| 5 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2004-02-26 | Rep | Asset management | 2004-02-26 | Rep | Dealing in futures contracts | 2004-07-06 |
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