Loo, Kam Kwai 盧金葵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on corporate finance | 2004-11-11 | Rep | Asset management | 2004-11-11 | Rep | Advising on securities | 2006-10-22 |
| 2 | FTL Wealth Management (HK) Limited | Rep | Advising on securities | 2007-06-06 | 2010-11-30 |
| 3 | Lion Global Financial Limited | Rep | Advising on securities | 2006-11-01 | 2007-03-15 |
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