Tan, Suan Jin 陳川俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2011-09-19 | 2011-12-19 | Rep | Advising on securities | 2013-08-15 | 2014-12-31 | Rep | Asset management | 2013-08-15 | 2014-12-31 | Rep | Dealing in securities | 2013-08-15 | 2014-12-31 |
2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2013-08-15 | 2016-05-04 | Rep | Asset management | 2013-08-15 | 2016-05-04 | Rep | Dealing in securities | 2013-08-15 | 2016-05-04 |
3 | Citigroup Venture Capital International Asia Limited | Rep | Advising on corporate finance | 2006-03-14 | 2010-03-04 | Rep | Advising on securities | 2006-03-14 | 2010-03-04 | Rep | Asset management | 2006-03-14 | 2010-03-04 |
4 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Rep | Automated trading services | 2005-03-23 | Rep | Advising on corporate finance | 2005-11-15 | Rep | Advising on securities | 2005-11-15 | Rep | Dealing in securities | 2005-11-15 |
5 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2005-05-19 | 2005-11-15 | Rep | Advising on securities | 2005-05-19 | 2005-11-15 | Rep | Dealing in securities | 2005-05-19 | 2005-11-15 |
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