Yang Yue, Gigi Nin Yen 楊俞年茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Carret Private Capital Limited | Rep | Asset management | 2016-03-08 | 2018-05-11 | Rep | Advising on securities | 2017-02-06 | 2018-05-11 | Rep | Dealing in securities | 2017-02-06 | 2018-05-11 |
| 2 | CNCB (Hong Kong) Capital Limited | RO | Asset management | 2015-06-23 | 2016-01-28 | Rep | Asset management | 2016-01-28 | 2016-03-02 |
| 3 | Golden K2 Securities Limited | Rep | Dealing in securities | 2018-07-13 | 2023-11-28 |
| 4 | Maxcess Capital Limited | Rep | Advising on securities | 2018-07-13 | Rep | Asset management | 2018-07-13 |
| 5 | WM (HK) Limited | Rep | Advising on corporate finance | 2004-06-05 | Rep | Advising on securities | 2004-09-20 | Rep | Asset management | 2004-09-20 | Rep | Dealing in securities | 2004-09-20 |
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