Yang Yue, Gigi Nin Yen 楊俞年茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | WM (HK) Limited | Rep | Advising on corporate finance | 2004-06-05 | |
| 2 | WM (HK) Limited | Rep | Advising on securities | 2004-09-20 | |
| 3 | WM (HK) Limited | Rep | Asset management | 2004-09-20 | |
| 4 | WM (HK) Limited | Rep | Dealing in securities | 2004-09-20 | |
| 5 | CNCB (Hong Kong) Capital Limited | RO | Asset management | 2015-06-23 | 2016-01-28 |
| 6 | CNCB (Hong Kong) Capital Limited | Rep | Asset management | 2016-01-28 | 2016-03-02 |
| 7 | Carret Private Capital Limited | Rep | Asset management | 2016-03-08 | 2018-05-11 |
| 8 | Carret Private Capital Limited | Rep | Advising on securities | 2017-02-06 | 2018-05-11 |
| 9 | Carret Private Capital Limited | Rep | Dealing in securities | 2017-02-06 | 2018-05-11 |
| 10 | Maxcess Capital Limited | Rep | Advising on securities | 2018-07-13 | |
| 11 | Maxcess Capital Limited | Rep | Asset management | 2018-07-13 | |
| 12 | Golden K2 Securities Limited | Rep | Dealing in securities | 2018-07-13 | 2023-11-28 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy