Chan, Rome Ho Kwan 陳昊君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on corporate finance | 2004-11-11 | Rep | Asset management | 2004-11-11 | Rep | Advising on securities | 2007-08-11 |
| 2 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2008-02-18 | 2008-03-18 |
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