Yip, Alex Yiu Kwok 葉耀國
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on corporate finance | 2003-12-17 | Rep | Asset management | 2003-12-17 | Rep | Advising on securities | 2010-02-05 |
2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-07-09 | 2010-02-05 |
3 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2010-08-05 | 2011-02-01 |
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