Au-Yong, Samuel Shong 歐陽淞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGI Capital Limited | RO | Advising on corporate finance | 2005-08-25 | 2006-12-22 |
| 2 | CSI Corporate Finance (HK) Limited | RO | Advising on corporate finance | 2003-07-07 | RO | Advising on securities | 2003-07-07 | RO | Dealing in securities | 2003-07-07 |
| 3 | EUTO CAPITAL PARTNERS LIMITED | RO | Advising on corporate finance | 2015-04-28 | 2018-07-31 |
| 4 | Joy Silver Limited | RO | Advising on corporate finance | 2003-09-17 | 2005-07-21 | RO | Dealing in securities | 2003-09-17 | 2005-07-21 | RO | Advising on corporate finance | 2007-03-08 | 2010-12-30 | Rep | Dealing in securities | 2010-05-19 | 2010-12-30 |
| 5 | Neutral Financial Holding Company Limited | Rep | Advising on corporate finance | 2012-05-02 | 2012-06-27 | RO | Advising on corporate finance | 2012-06-27 | 2015-03-31 |
| 6 | South West Capital Limited (d2013-12-11) | RO | Advising on corporate finance | 2011-06-30 | 2012-03-01 |
| 7 | UPBEST ASSETS MANAGEMENT LIMITED | RO | Advising on corporate finance | 2018-10-04 | |
| 8 | UPBEST SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2018-10-04 | |
| 9 | VBG Capital Limited | Rep | Advising on securities | 2009-02-06 | 2009-04-20 | Rep | Asset management | 2009-02-06 | 2009-04-20 | Rep | Advising on securities | 2009-09-08 | 2010-12-30 | Rep | Asset management | 2009-09-08 | 2010-12-30 |
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