Dupres, Alan Michael
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Cambridge Strategy (Asset Management) Asia Limited (The) | Rep | Advising on securities | 2005-10-19 | 2007-01-17 |
2 | RICHMOND ASSET MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2007-04-20 | 2008-04-29 | Rep | Asset management | 2007-05-25 | 2008-04-29 |
3 | TMT FINANCIAL SERVICES LIMITED (d2014-10-11) | Rep | Advising on securities | 2004-01-05 | RO | Advising on securities | 2004-01-05 | 2004-07-27 | Rep | Advising on securities | 2004-07-27 | 2005-08-01 |
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