Ngan, Hudson Chiu Kit 顏釗杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSET DYNAMIC MANAGEMENT LIMITED | RO | Advising on securities | 2014-08-04 | 2016-04-15 | RO | Asset management | 2014-08-04 | 2016-04-15 |
| 2 | China-Hong Kong Connect International Securities Limited | RO | Dealing in securities | 2017-05-29 | 2018-12-31 | RO | Dealing in futures contracts | 2018-06-05 | 2018-12-31 |
| 3 | Fortune Asset Management Limited (HK) | Rep | Advising on securities | 2016-05-03 | 2016-05-26 | Rep | Asset management | 2016-05-03 | 2016-05-26 | RO | Advising on securities | 2016-05-26 | 2016-06-15 | RO | Asset management | 2016-05-26 | 2016-06-15 |
| 4 | Golden Hen Securities and Futures Limited | RO | Dealing in futures contracts | 2010-05-13 | 2014-07-11 | RO | Dealing in securities | 2010-05-13 | 2014-07-11 |
| 5 | GRT Capital Management Limited | RO | Advising on futures contracts | 2013-12-11 | 2014-07-11 | RO | Advising on securities | 2013-12-11 | 2014-07-11 | RO | Asset management | 2013-12-11 | 2014-07-11 |
| 6 | Hang Tai Asset Management Limited | RO | Advising on futures contracts | 2017-05-25 | 2018-12-31 | RO | Advising on securities | 2017-05-25 | 2018-12-31 | RO | Asset management | 2017-05-25 | 2018-12-31 |
| 7 | Hongkong Bay Asset Management Limited | Rep | Advising on securities | 2019-01-15 | 2019-01-17 | Rep | Asset management | 2019-01-15 | 2019-01-17 | RO | Advising on securities | 2019-01-17 | 2022-10-21 | RO | Asset management | 2019-01-17 | 2022-10-21 |
| 8 | Hongkong Bay Securities Limited | Rep | Advising on securities | 2019-01-15 | 2019-01-17 | Rep | Dealing in securities | 2019-01-15 | 2019-01-17 | RO | Advising on securities | 2019-01-17 | 2023-02-20 | RO | Dealing in securities | 2019-01-17 | 2023-02-20 |
| 9 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-08-15 | Rep | Asset management | 2003-12-09 | Rep | Advising on futures contracts | 2005-03-21 | Rep | Dealing in futures contracts | 2009-11-11 |
| 10 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-03-21 | Rep | Advising on securities | 2005-03-21 | Rep | Asset management | 2005-03-21 | Rep | Dealing in securities | 2009-11-11 |
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