Last, Timothy Philip
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2009-05-22 | 2010-11-19 | Rep | Dealing in securities | 2009-05-22 | 2010-11-19 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-02 | Rep | Asset management | 2003-12-02 | Rep | Automated trading services | 2003-12-02 | Rep | Advising on securities | 2004-03-17 | Rep | Dealing in securities | 2004-03-17 | Rep | Advising on futures contracts | 2003-12-06 | 2004-03-17 | Rep | Dealing in futures contracts | 2003-12-06 | 2004-03-17 |
| 3 | J.P. MORGAN FUTURES HONG KONG LIMITED | Rep | Asset management | 2003-12-03 | Rep | Automated trading services | 2003-12-03 | Rep | Advising on futures contracts | 2003-12-06 | Rep | Dealing in futures contracts | 2003-12-06 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-04-13 | 2009-01-23 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-04-23 | 2009-01-23 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-04-13 | 2009-01-23 |
| 7 | Ord Minnett Hong Kong Limited | RO | Dealing in securities | 2013-01-15 | 2020-03-31 | RO | Advising on securities | 2014-01-17 | 2020-03-31 |
| 8 | Qantex Capital Markets Limited | Rep | Dealing in futures contracts | 2011-12-28 | 2012-06-30 |
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