Last, Timothy Philip

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on corporate finance 2003-12-02
2 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Asset management 2003-12-02
3 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Automated trading services 2003-12-02
4 J.P. MORGAN FUTURES HONG KONG LIMITED Rep Asset management 2003-12-03
5 J.P. MORGAN FUTURES HONG KONG LIMITED Rep Automated trading services 2003-12-03
6 J.P. MORGAN FUTURES HONG KONG LIMITED Rep Advising on futures contracts 2003-12-06
7 J.P. MORGAN FUTURES HONG KONG LIMITED Rep Dealing in futures contracts 2003-12-06
8 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on securities 2004-03-17
9 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Dealing in securities 2004-03-17
10 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on futures contracts 2003-12-06 2004-03-17
11 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Dealing in futures contracts 2003-12-06 2004-03-17
12 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2004-04-13 2009-01-23
13 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2004-04-13 2009-01-23
14 Merrill Lynch Far East Limited Rep Dealing in securities 2005-04-23 2009-01-23
15 BARCLAYS CAPITAL ASIA LIMITED Rep Dealing in futures contracts 2009-05-22 2010-11-19
16 BARCLAYS CAPITAL ASIA LIMITED Rep Dealing in securities 2009-05-22 2010-11-19
17 Qantex Capital Markets Limited Rep Dealing in futures contracts 2011-12-28 2012-06-30
18 Ord Minnett Hong Kong Limited RO Dealing in securities 2013-01-15 2020-03-31
19 Ord Minnett Hong Kong Limited RO Advising on securities 2014-01-17 2020-03-31

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