Chan, Ricky Lik Ho 陳歷豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2018-05-15 | 2022-04-29 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-05-15 | 2022-04-29 |
| 3 | HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-10-06 | |
| 4 | TSE'S SECURITIES LIMITED | Rep | Dealing in securities | 2003-07-14 | 2003-10-06 |
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