Li, Min (SFC:AGU654) 李民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2012-08-06 | 2018-08-14 | Rep | Asset management | 2012-08-06 | 2018-08-14 | RO | Advising on securities | 2018-08-14 | RO | Asset management | 2018-08-14 | RO | Dealing in securities | 2018-08-14 |
2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2004-06-18 | Rep | Advising on securities | 2004-06-18 | Rep | Asset management | 2004-06-18 |
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