Chan, Philip Kin Wai (SFC:AGU694) 陳健威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2018-06-27 | 2023-03-03 |
| 2 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2018-06-27 | 2023-03-03 |
| 3 | RESIDENTS SECURITIES LIMITED | Rep | Dealing in securities | 2005-05-13 | 2006-07-25 | RO | Dealing in securities | 2006-07-25 | 2013-07-31 |
| 4 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2015-08-17 | 2017-01-19 |
| 5 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2015-07-07 | 2017-01-19 |
| 6 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2023-07-13 | Rep | Advising on securities | 2023-09-04 |
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