Tomiyama, Takuya 富山卓也

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Daiwa Capital Markets Hong Kong Limited Rep Advising on corporate finance 2003-06-11
Rep Advising on securities 2003-06-11
Rep Asset management 2003-06-11
Rep Dealing in securities 2004-08-10
Rep Dealing in futures contracts 2015-06-18
Rep Dealing in securities 2015-06-18
Rep Advising on securities 2020-07-28
2 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2003-06-23 2004-08-10

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