Ho, Shu Shun 何樹信
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Advising on securities | 2011-03-21 | 2011-05-16 | Rep | Dealing in securities | 2011-03-21 | 2011-05-16 | RO | Advising on securities | 2011-05-16 | 2011-09-27 | RO | Dealing in securities | 2011-05-16 | 2011-09-27 |
| 2 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-11-15 | 2011-02-28 | Rep | Dealing in futures contracts | 2012-04-05 | 2015-02-05 | RO | Dealing in futures contracts | 2015-02-05 | 2017-03-31 |
| 3 | CMBC SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2008-01-24 | 2011-02-28 | RO | Dealing in securities | 2011-11-01 | 2017-03-31 |
| 4 | EUREKA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Advising on securities | 2004-01-08 | Rep | Asset management | 2004-01-08 | Rep | Dealing in securities | 2004-04-15 |
| 5 | JOY RICH SECURITIES INVESTMENT LIMITED | RO | Dealing in securities | 2017-04-25 | RO | Advising on securities | 2023-05-08 |
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